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The Trading Mesh

'financial regulation' related content

Editorial content matching 'financial regulation'
Content with tags matching 'financial regulation':

News: Michel Barnier Member Of The European Commission, Responsible For Internal Market And Services European Financial Regulation: Time For Delivery Conference On Financial Regulation And The Dynamics Of Saving And Investment Markets Cumberland Lodge, London - 4 November 2011

2728 days ago,(2011/11/04) - News Articles

News: Michel Barnier Member Of The European Commission, Responsible For Internal Market And Services "Financial Regulation - A Review Of 2011 And A Forward Look To 2012" City Of London Event At The Guildhall London, 23rd January 2012

2648 days ago,(2012/01/23) - News Articles

News: Michel Barnier, Member Of The European Commission Responsible For Internal Market And Services - Financial Regulation: How To Achieve Global Convergence

2582 days ago,(2012/03/30) - News Articles

News: “The Unintended Consequences Of Banking And Financial Regulation” To Be The Theme Of The Next Edition Of EDHEC Research Day On 21 June 2012 In London

2556 days ago,(2012/04/24) - News Articles

News: Michel Barnier Member Of The European Commission, Responsible For Internal Market And Services Financial Regulation, Fiscal Consolidation, Governance, Growth: Europe Is Taking Up Its Challenges 7 June 2012

2512 days ago,(2012/06/07) - News Articles

News: Michel Barnier, Member Of The European Commission Responsible For The Internal Market And Services, Financial Regulation, Growth, Competitiveness, Integration: Europe At A Crossroads

2508 days ago,(2012/06/11) - News Articles

News: Speech By SEC Commissioner Elisse B. Walter: Remarks At The Conference On Current Topics In Financial Regulation, Organized By The Center For The Study Of Financial Regulation, University Of Notre Dame

2508 days ago,(2012/06/11) - News Articles

News: EU-US Coalition On Financial Regulation - Transatlantic Trade Associations Call For Urgent Re-Engagement On The Pre-Crisis Dialogue On Regulatory Recognition And Accreditation

2501 days ago,(2012/06/19) - News Articles

News: RSRCHXchange launches online marketplace for institutional research

1310 days ago,(2015/09/23) - RSRCHXchange

News: LSEG and Boat Services to build MiFID II Trade Reporting solution

1329 days ago,(2015/09/04) - Cinnober

News: FIX Trading Community announces new Regulatory subgroups focused on MiFID

1352 days ago,(2015/08/12) - FIX Trading Community

Blog: Time to sort RFQs?

Fidessa 1394 days ago,(2015/06/30)           

News: Boat to support industry with MiFID II transparency solution

1473 days ago,(2015/04/13) - Cinnober

Event: Mifid II for Brokers

Starting on: Tuesday 9th of September, 2014. Posted by: The Trading Mesh.          

There is no let-up for brokers in the pace of regulatory change and with Emir implementation in full sway, thoughts are turning to Mifid II. This event will bring together some key figures from the European broking community to discuss the challenges and opportunities within Mifid II and share ideas on the latest thinking on Esma's technical standards and identify the key areas of concern.

News: Best Execution TCA Guide 2013, RISING TO THE TASK.

1980 days ago,(2013/11/21) - OneMarketData In The News

News: FIA EPTA’s Spanbroek Cautions Against Fragmented Regulation

2274 days ago,(2013/02/01) - HFT Review

News: Nasdaq's Plan for Benchmark Orders Rejected by SEC

2288 days ago,(2013/01/18) - HFT Review

News: FIA EPTA broadly welcomes proposed German HFT legislation

2291 days ago,(2013/01/15) - HFT Review

News: High frequency trades improve markets, Bank experts argue [City AM]

2332 days ago,(2012/12/05) - HFT Review

News: SEC Chairman Mary Schapiro to Step Down Next Month [Press Release]

2340 days ago,(2012/11/26) - HFT Review

News: Study questions MiFID II HFT plans [Finextra]

2424 days ago,(2012/09/04) - HFT Review

News: Rules to tackle "algo" traders could backfire - study [Reuters]

2425 days ago,(2012/09/03) - HFT Review

News: As Foreign Regulators Take On High-Frequency, U.S. Rules Lag [WSJ]

2442 days ago,(2012/08/17) - HFT Review

News: Foreign Regulators Take Lead On High-Frequency Trading [WSJ MarketBeat]

2443 days ago,(2012/08/16) - HFT Review

Blog: Beanz Meanz MiFID

Fidessa 2449 days ago,(2012/08/10)           

News: HFT Chief States His Case as EU Politicians Continue to Meddle [Markets Media]

2473 days ago,(2012/07/17) - HFT Review

News: Lords label MiFID II algo rules counterproductive [The Trade]

2478 days ago,(2012/07/12) - HFT Review

News: UK’s Financial Services Authority Publishes Annual Report For 2011/12

2501 days ago,(2012/06/19) - News Articles

News: EU-US Coalition On Financial Regulation - Transatlantic Trade Associations Call For Urgent Re-Engagement On The Pre-Crisis Dialogue On Regulatory Recognition And Accreditation

2501 days ago,(2012/06/19) - News Articles

News: Board Of Governors Of The Federal Reserve System: Scott G. Alvarez, General Counsel, Bank Supervision And Risk Management, Before The Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.

2501 days ago,(2012/06/18) - News Articles

News: IOSCO Publishes A Report On Institutional Investors In Emerging Markets

2505 days ago,(2012/06/15) - News Articles

News: Program Trading Averaged 29.8 Percent Of NYSE Volume During June 4-8

2505 days ago,(2012/06/14) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date May 31, 2012

2507 days ago,(2012/06/12) - News Articles

News: U.S.A Agencies Seek Comment On Regulatory Capital Rules And Finalize Market Risk Rule

2507 days ago,(2012/06/12) - News Articles

News: SIFMA Statement On Release Of Fed Proposals Implementing Basel III

2512 days ago,(2012/06/08) - News Articles

News: Federal Reserve Board Invites Comment On Three Proposed Rules Intended To Help Ensure Banks Maintain strong Capital Positions

2512 days ago,(2012/06/07) - News Articles

News: Michel Barnier Member Of The European Commission, Responsible For Internal Market And Services Financial Regulation, Fiscal Consolidation, Governance, Growth: Europe Is Taking Up Its Challenges 7 June 2012

2512 days ago,(2012/06/07) - News Articles

News: IOSCO Consults On Global Developments In Securitization Regulation

2512 days ago,(2012/06/07) - News Articles

News: European Commission: The Banking Union

2514 days ago,(2012/06/06) - News Articles

News: Testimony By Federal Reserve Governor Daniel K. Tarullo On Dodd-Frank Act Implementation - Before The Committee On Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C., June 6, 2012

2514 days ago,(2012/06/06) - News Articles

News: IOSCO Extends The Deadline For Comments On Its Consultation Report On MMFS

2519 days ago,(2012/06/01) - News Articles

News: Maintaining Market Integrity In A Changing Environment - Keynote Speech By Greg Medcraft, Chairman, Australian Securities And Investments Commission To The Stockbrokers Association Of Australia 2012 Annual Conference, 1 June 2012.

2519 days ago,(2012/06/01) - News Articles

News: ISO Standard Provides Global Solution For Legal Entity Identification For Financial Services

2519 days ago,(2012/05/31) - News Articles

News: NICE Actimize Selected By Associated Banc-Corp To Provide - Anti-Money Laundering And Enterprise Fraud Solutions To Support Its Financial Crime Strategy - NICE Actimize’s Advanced Analytics And Detection Capabilities Support The Bank’s Goal To Secure A Holistic View Of The Customer Across The Enterprise

2520 days ago,(2012/05/31) - News Articles

News: UK's Financial Services Authority Confirms Its Regulatory Fees And Levies For 2012/13

2522 days ago,(2012/05/29) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date May 15, 2012

2526 days ago,(2012/05/24) - News Articles

News: NICE Actimize Announces Integrated FATCA Compliance Solution That Ensures Rapid Deployment To Allow Institutions To Get Ahead Of Pending Regulatory Deadlines - The Integrated Approach To FATCA Compliance Helps To Future Proof Organizations And Reduce Operational Cost

2528 days ago,(2012/05/23) - News Articles

News: GreySpark Partners Releases Detailed Analysis of OMS and EMS Offerings

2528 days ago,(2012/05/23) - GreySpark Partners

News: IOSCO: Final Communiqué On The 37th Annual Conference

2528 days ago,(2012/05/22) - News Articles

News: Autorité Des Marchés Financiers: Extension Of Transaction Reporting Requirements To OTC Derivatives

2529 days ago,(2012/05/21) - News Articles

News: Hong Kong's Securities And Futures Commission Introduces Measures To Facilitate Establishment Of FDRC

2530 days ago,(2012/05/21) - News Articles

News: China is not ready for high-frequency trading: official [Morning Whistle]

2533 days ago,(2012/05/18) - High Frequency Trading Review

News: Securities Commission Malaysia Chairman Elected To Leadership Role In Global Securities Regulatory Body‬ ‪‬

2533 days ago,(2012/05/18) - News Articles

News: ASIC Chief Elected Chair Of IOSCO Board

2534 days ago,(2012/05/17) - News Articles

News: Masamichi Kono Of Japan FSA To Lead IOSCO’s New Board

2534 days ago,(2012/05/17) - News Articles

News: SEC Charges U.S. Perpetrators In $35 Million International Boiler Room Scheme

2534 days ago,(2012/05/16) - News Articles

News: FINRA Warns Investors Of Nutraceutical Stock Scams

2534 days ago,(2012/05/16) - News Articles

News: IOSCO Prepares For The Regulatory And Financial Challenges Ahead

2535 days ago,(2012/05/16) - News Articles

News: The IOSCO MMoU: Ten Years Of Enhancing Cross-Border Enforcement Cooperation

2535 days ago,(2012/05/16) - News Articles

News: UK’s Financial Services Authority Fines Habib Bank AG Zurich £525,000 And Money Laundering Reporting Officer £17,500 For Anti-Money Laundering Control Failings

2536 days ago,(2012/05/15) - News Articles

News: Implementing The Investor Education Agenda: IOSCO And IFIE To Hold Conference 20-22 May In Seoul - Co-Sponsored By The Korean Financial Investment Association, Major Event Will Feature Experts From Asia, North America, Europe, South America, The Middle East, And Africa

2536 days ago,(2012/05/15) - News Articles

News: Hong Kong's Securities And Futures Commission.Review Of Sentence For Futures Manipulator

2536 days ago,(2012/05/15) - News Articles

News: FESE European Equity Market Report - April 2012 Figures

2536 days ago,(2012/05/14) - News Articles

News: U.S. Agencies Finalize Large Bank Stress Testing Guidance

2536 days ago,(2012/05/14) - News Articles

News: SEC Microcap Fraud-Fighting Initiative Expels 379 Dormant Shell Companies To Protect Investors From Potential Scams - Massive Trading Suspension Is Largest In Agency History

2537 days ago,(2012/05/14) - News Articles

News: Hong Kong's Securities And Futures Commission: Court Varies Sentence Against Unlicensed Securities Advisor

2537 days ago,(2012/05/14) - News Articles

News: Hong Kong's Securities And Futures Commission Gazettes Amendment Notice To Expand And Update Lists Of Specified Futures And Stock Exchanges

2539 days ago,(2012/05/11) - News Articles

News: European Regulation Is Forcing A Change In Direction For The Use Of Market Surveillance Tools, Says TABB Group - Spending Across Europe For Surveillance Programmes Covering Equities And Derivatives Will Grow To €126 Million By 2014

2540 days ago,(2012/05/10) - News Articles

News: Financial Stability Board: Formation Of The Enhanced Disclosure Task Force

2540 days ago,(2012/05/10) - News Articles

News: Malaysia And Hong Kong Jointly Organised Regional Discussion On Takeover Developments - First Roundtable Of Regional Takeover Regulators Held In Kuala Lumpur

2541 days ago,(2012/05/10) - News Articles

News: HKEx: Eligibility Criteria Tightened For Designated Securities For Short Selling

2541 days ago,(2012/05/10) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date April 30, 2012

2541 days ago,(2012/05/09) - News Articles

News: PT. Bank QNB Kesawan Adopts FinArch’s IFRS Accounting Engine And Its General Ledger, And Anabatic’s Central Bank Reporting System

2543 days ago,(2012/05/08) - News Articles

News: Hong Kong's Securities And Futures Commission: Broker Wong Chiu Wan Banned For Life For Misappropriation Of Client Assets

2543 days ago,(2012/05/08) - News Articles

News: Advocating For Greater Federal And State Securities Regulatory Cooperation And Collaboration By Commissioner Luis A. Aguilar, U.S. Securities and Exchange Commission

2543 days ago,(2012/05/07) - News Articles

News: Waters Technology, Miami International Securities Exchange Files with the SEC

2546 days ago,(2012/05/04) - OneMarketData In The News

News: Basel Committee On Banking Supervision: Fundamental Review Of The Trading Book - Consultative Document

2547 days ago,(2012/05/04) - News Articles

News: Hong Kong's Securities And Futures Commission: New Regulatory Measures Take Effect Under Securities And Futures (Amendment) Ordinance

2548 days ago,(2012/05/03) - News Articles

News: HKEx Welcomes The Enactment Of The Securities And Futures (Amendment) Ordinance 2012

2548 days ago,(2012/05/03) - News Articles

News: SEC Charges Mother, Daughter, And Their Attorney In Illegal Penny Stock Scheme

2550 days ago,(2012/04/30) - News Articles

News: Canadian Securities Regulators Grant Designated Rating Organization Status Under New Regulatory Framework

2550 days ago,(2012/04/30) - News Articles

News: Direct Edge Trading Notice #12-17: Transaction Pricing Changes On EDGA And EDGX Effective Tuesday, May 1, 2012

2551 days ago,(2012/04/30) - News Articles

News: Letter To BIS: Capitalisation Of Default Fund Exposures And Hypothetical Capital Methodologies

2553 days ago,(2012/04/27) - News Articles

News: IOSCO Consults On Money Market Fund Systemic Risk Analysis And Reform Options

2554 days ago,(2012/04/27) - News Articles

News: Regulatory Reform Is Subject Of Seventh City Of London Swiss Financial Roundtable - The Regulatory Reform Programme Must Start Paying More Attention To Its Impact On Economic Growth

2554 days ago,(2012/04/27) - News Articles

News: Michel Barnier European Commissioner For Internal Market And Services - Towards Better Regulation Of The Shadow Banking System - Conference On The Shadow Banking System - Brussels , 27 April 2012

2554 days ago,(2012/04/27) - News Articles

News: EU regulators urge caution on fast trading curbs [Reuters]

2556 days ago,(2012/04/25) - High Frequency Trading Review

News: NYSE Group Inc. Issues Short Interest Report

2556 days ago,(2012/04/24) - News Articles

News: NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date April 13, 2012

2556 days ago,(2012/04/24) - News Articles

News: NYSE Amex Issues Short Interest Report

2556 days ago,(2012/04/24) - News Articles

News: Egan-Jones Ratings Co. And Sean Egan Charged With Making Material Misrepresentations To SEC

2556 days ago,(2012/04/24) - News Articles

News: Testimony On The Collapse Of MF Global: Lessons Learned And Policy Implications By Robert Cook Director, Division Of Trading And Markets U.S. Securities And Exchange Commission - Before The Committee On Banking, Housing, And Urban Affairs, United States Senate

2557 days ago,(2012/04/24) - News Articles

News: TriOptima Introduces Its New triBalance Service For Reducing Systemic Risk By Rebalancing Counterparty Credit Exposure For Cleared And Uncleared OTC derivatives

2557 days ago,(2012/04/24) - News Articles

News: Fidessa Extends Intelligence Suite In Europe - Augments Brokers’ Abilities To Grow Revenues, Control Costs And Improve Trading Decisions

2558 days ago,(2012/04/23) - News Articles

News: Statement From U.S. Treasury Secretary Geithner Endorsing The Financial Action Task Force Mandate

2559 days ago,(2012/04/21) - News Articles

News: Financial Stability Board Reports To G20 On Progress Of Financial Regulatory Reforms

2560 days ago,(2012/04/20) - News Articles

News: SEC Charges British Twin Brothers Touting "Stock Picking Robot" In Internet Pump-And-Dump Scheme

2560 days ago,(2012/04/20) - News Articles

News: HKEx: Changes Of Designated Securities For Short Selling

2561 days ago,(2012/04/20) - News Articles

News: Japan's Financial Services Agency Extends Temporary Measures Regarding Restrictions On Short Selling And Purchase Of Own Stocks By Listed Companies

2561 days ago,(2012/04/20) - News Articles

News: SEC Charges Ox Trading, Optionsxpress, And Former CFO With Registration Violations

2561 days ago,(2012/04/19) - News Articles

News: Remarks By Assistant Secretary For Financial Institutions Cyrus Amir Mokri On Financial Regulatory Reform And International Coordination At The 2012 Spring Meeting Of The American Bar Association’s (ABA) Section Of International Law

2562 days ago,(2012/04/18) - News Articles

News: Annual General Meeting Of The Luxembourg Stock Exchange

2562 days ago,(2012/04/18) - News Articles

News: SEC Brings Knife to HFT Gunfight [Advanced Trading]

2564 days ago,(2012/04/17) - High Frequency Trading Review

News: EU set to apply brakes to high-speed trading [Financial News]

2579 days ago,(2012/04/02) - High Frequency Trading Review

News: Faster trading raises issues, says regulator [Canberra Times]

2579 days ago,(2012/04/02) - High Frequency Trading Review

News: Mexico’s Banking System Is Resilient, But Global Risks Have Increased, IMF Says

2582 days ago,(2012/03/30) - News Articles

News: Michel Barnier, Member Of The European Commission Responsible For Internal Market And Services - Financial Regulation: How To Achieve Global Convergence

2582 days ago,(2012/03/30) - News Articles

News: Watchdog alert on market speed [Sydney Morning Herald]

2582 days ago,(2012/03/30) - High Frequency Trading Review

News: SGX Launches Securities Market Quality Report

2583 days ago,(2012/03/29) - News Articles

News: ASIC’s Challenges In The Years Ahead

2583 days ago,(2012/03/29) - News Articles

News: EU lawmaker turns screw on ultra-fast trading [Reuters]

2583 days ago,(2012/03/28) - High Frequency Trading Review

News: NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date March 15, 2012

2585 days ago,(2012/03/26) - News Articles

News: Appointment To The Markets Directorate Of The Autorité Des Marchés Financiers

2585 days ago,(2012/03/26) - News Articles

News: NASDAQ OMX Postpones Introduction Of Competitive Central Counterparty Clearing In The Nordics

2585 days ago,(2012/03/26) - News Articles

News: ESMA Confirms Full Compliance Of Börse Berlin´s Equiduct Market Model

2586 days ago,(2012/03/26) - News Articles

News: ESMA Reviews Pre-Trade Transparency Waivers To Ensure Consistent MiFID Application

2586 days ago,(2012/03/26) - News Articles

News: UK's Financial Services Authority Fines Coutts £8.75 Million For Anti-Money Laundering Control Failings

2586 days ago,(2012/03/26) - News Articles

News: Hong Kong's Securities And Futures Commission Waives Licensing Fees For Two Years

2586 days ago,(2012/03/26) - News Articles

News: SEC Establishes New Supervisory Cooperation Arrangements With Foreign Counterparts

2588 days ago,(2012/03/23) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. House Appropriations Subcommittee On Agriculture, Rural Development, Food And Drug Administration, And Related Agencies, Washington, DC

2589 days ago,(2012/03/22) - News Articles

News: Testimony Before The Committee On Banking, Housing, And Urban Affairs, By SEC Commissioner Elisse B. Walter, Concerning "International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule"

2590 days ago,(2012/03/22) - News Articles

News: Testimony By CFTC Director Jacqueline H. Mesa Before The U.S. Senate Committee On Banking, Housing, And Urban Affairs, Hearing On International Harmonization Of Wall Street Reform: Orderly Liquidation, Derivatives, And The Volcker Rule, Washington, DC

2590 days ago,(2012/03/22) - News Articles

News: Federal Reserve Governor Daniel K. Tarullo, Regulatory Reform Before The Committee on Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C.

2590 days ago,(2012/03/21) - News Articles

News: Testimony By CFTC Chairman Gary Gensler Before The U.S. Senate Appropriations Subcommittee On Financial Services And General Government, Washington, DC

2590 days ago,(2012/03/21) - News Articles

News: Financial Stability Board: Improving Financial Institution Risk Disclosures And Next Steps

2591 days ago,(2012/03/20) - News Articles

News: Address To AICD Leaders' Edge Luncheon - Challenges Facing ASIC Over The Next Decade

2592 days ago,(2012/03/20) - News Articles

News: European Commission: Taking Action On Shadow Banking: Avoiding New Sources Of Risk In The Financial Sector

2593 days ago,(2012/03/19) - News Articles

News: UK's Financial Services Authority: WorldSpreads Limited Enters Special Administration Regime

2593 days ago,(2012/03/18) - News Articles

News: UK's Financial Services Authority Chief Executive To Leave Organisation At The End Of June

2596 days ago,(2012/03/16) - News Articles

News: Maple Group And TMX Group Announce Progress At OSC And AMF

2597 days ago,(2012/03/15) - News Articles

News: FIA Issues Order Handling Recommendations For Executing Brokers

2597 days ago,(2012/03/14) - News Articles

News: IOSCO Consults On Exchange Traded Funds Regulation

2598 days ago,(2012/03/14) - News Articles

News: FinArch Expands Market Share In Nigeria: Sterling Bank Implements Financial Studio Sub Ledger And IFRS

2599 days ago,(2012/03/13) - News Articles

News: Keynote Address At PLI - Eleventh Annual Institute On Securities Regulation In Europe By Meredith Cross, Director, Division Of Corporation Finance, U.S. Securities And Exchange Commission

2599 days ago,(2012/03/12) - News Articles

News: Hong Kong's Securities And Futures Commission Supports HKEx’s Move To Implement Risk Management Reform Measures For Its Clearing Houses

2600 days ago,(2012/03/11) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date February 29, 2012

2602 days ago,(2012/03/09) - News Articles

News: Keynote Address: Investment Adviser Association Investment Adviser Compliance Conference/2012 By Commissioner Daniel M. Gallagher, U.S. Securities and Exchange Commission

2603 days ago,(2012/03/08) - News Articles

News: SEC Charges CEO Of Las Vegas-Based Penny Stock Company And Several Consultants In Pump-And-Dump Scheme

2604 days ago,(2012/03/07) - News Articles

News: Fee Rate Advisory #6 For Fiscal Year 2012

2610 days ago,(2012/03/01) - News Articles

News: IOSCO Consults On Oil Price Reporting Agency Oversight

2611 days ago,(2012/03/01) - News Articles

News: “Broker-Dealer Anti-Money Laundering Compliance – Learning Lessons From The Past And Looking To The Future” By David W. Blass, Chief Counsel, Division Of Trading And Markets, U.S. Securities And Exchange Commission - SIFMA Anti-Money Laundering & Financial Crimes Conference, February 29, 2012

2611 days ago,(2012/02/29) - News Articles

News: ESMA Publishes The Responses Received To The Consultations On Certain Aspects Of The MiFID Requirements For Suitability And Compliance

2611 days ago,(2012/02/29) - News Articles

News: IOSCO Makes Recommendations On OTC Derivative Mandatory Clearing

2612 days ago,(2012/02/29) - News Articles

News: Hong Kong's Securities And Futures Commission: Launch Of RQFII Scheme Marks SFC’s Major Milestone In Third Financial Quarter

2612 days ago,(2012/02/29) - News Articles

News: A New Podcast Series From DTCC -- "The State Of Global Financial Reform"

2612 days ago,(2012/02/28) - News Articles

News: Financial Studio Basel III Helps Financial Institutions Meet Basel III Requirements And Their Business Objectives

2613 days ago,(2012/02/28) - News Articles

News: Iran's Securities And Exchange Organization (SEO): Iranian Capital Market Anti-Money Laundering Instructions Approved

2613 days ago,(2012/02/28) - News Articles

News: NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date February 15, 2012

2613 days ago,(2012/02/27) - News Articles

News: Remarks At “The SEC Speaks In 2012” By SEC Commissioner Troy A. Paredes

2616 days ago,(2012/02/24) - News Articles

News: Remarks By SEC Commissioner Daniel M. Gallagher At The Credit Suisse Global Equity Trading Forum

2616 days ago,(2012/02/24) - News Articles

News: Michel BARNIER Member Of The European Commission, Responsible For Internal Market And Services Restoring Stability And Growth: Europe Is Taking The Right Decisions U.S. Chamber Of Commerce Washington, DC, 23 February 2012

2617 days ago,(2012/02/23) - News Articles

News: LME Exchange User Fee

2617 days ago,(2012/02/23) - News Articles

News: SEC Charges China-Based Executives With Securities Fraud

2618 days ago,(2012/02/22) - News Articles

News: Council Of The European Union - Short Selling: More Transparency And Stricter Rules

2618 days ago,(2012/02/22) - News Articles

News: UBS Launches USD 2 Billion Basel III-Compliant Loss-Absorbing Notes

2619 days ago,(2012/02/22) - News Articles

News: IOSCO Consults On Suitability Requirements For Complex Financial Products

2619 days ago,(2012/02/21) - News Articles

News: IOSCO Consults On Principles For Ongoing Disclosure For Asset Backed Securities

2620 days ago,(2012/02/20) - News Articles

News: Keynote Speech By Jean-Pierre Jouyet, Chairman Of The AMF, Tradetech Conference, February 13 2012, Pullman Tour Eiffel Hotel, Paris, The AMF Response To MiFID 2

2623 days ago,(2012/02/17) - News Articles

News: Japan’s Financial Services Agency: International Conference On Asian Market Integration And Financial Innovation

2624 days ago,(2012/02/17) - News Articles

News: UK's Financial Services Authority: Former Corporate Broker At Merrill Lynch Fined £350,000 For Disclosing Inside Information

2625 days ago,(2012/02/16) - News Articles

News: ISDA Paper: MiFID/MiFIR And Transparency For OTC Derivatives

2625 days ago,(2012/02/15) - News Articles

News: Direct Edge Trading Notice #12-09: New Date - Direct Edge Updates FIX Short Sale Order Marking Requirements Effective March 15, 2012

2626 days ago,(2012/02/14) - News Articles

News: Monetary Authority Of Singapore Reviews Regulation Of The Derivatives Market In Singapore

2627 days ago,(2012/02/13) - News Articles

News: Hong Kong's Securities And Futures Commission Concludes Short Position Reporting Rules

2631 days ago,(2012/02/10) - News Articles

News: Australian Securities And Investments Commission, Quebec Autorité Des Marchés Financiers, Ontario Securities Commission, Alberta Securities Commission And British Columbia Securities Commission Sign Regulatory Cooperation Arrangement

2631 days ago,(2012/02/10) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions in NASDAQ Stocks As Of Settlement Date January 31, 2012

2631 days ago,(2012/02/10) - News Articles

News: SEC Charges Former Pharmaceutical Company Employee With Insider Trading On Biotech Deals

2631 days ago,(2012/02/09) - News Articles

News: Commodity Futures Trading Commission And Securities and Exchange Commission Release Joint Report To Congress On International Swap Regulation

2638 days ago,(2012/02/02) - News Articles

News: UK’s Financial Services Authority Announces Annual Funding Requirement For 2012/13

2639 days ago,(2012/02/02) - News Articles

News: SEC Charges Brothers With Short Selling Violations

2640 days ago,(2012/01/31) - News Articles

News: Maple Group And TMX Group Announce Extension Of Offer To TMX Group Shareholders To February 29, 2012

2640 days ago,(2012/01/31) - News Articles

News: FSB Completes Peer Review Of Canada

2641 days ago,(2012/01/30) - News Articles

News: Remarks Before The Domestic Trade Policy Committee Of The National Association Of Wheat Growers Winter Meeting, CFTC Commissioner Jill Sommers

2644 days ago,(2012/01/27) - News Articles

News: UK Government Publishes Financial Services Bill

2644 days ago,(2012/01/27) - News Articles

News: New Era For Banking - British Bankers’ Association Welcomes Financial Services Bill

2645 days ago,(2012/01/27) - News Articles

News: NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date January 13, 2012

2646 days ago,(2012/01/25) - News Articles

News: CFTC Releases Results Of Limited Reviews Of Futures Commission Merchants - CFTC Did Not Find Any Material Breaches Of Customer Funds Protection Requirements During The Spot Check

2646 days ago,(2012/01/25) - News Articles

News: FSB Completes Peer Review Of Switzerland

2646 days ago,(2012/01/25) - News Articles

News: ASIC Welcomes International Endorsement Of Australia’s Regulatory Regime On Credit Rating Agencies

2647 days ago,(2012/01/25) - News Articles

News: Equiduct Trading Deploys OneTick for Best Execution

2648 days ago,(2012/01/24) - OneMarketData Press Releases

News: IOSCO Publishes Principles On Suspension Of CIS Redemptions

2651 days ago,(2012/01/20) - News Articles

News: Meeting Of The Financial Stability Board - Regional Consultative Group For The Middle East And North Africa

2652 days ago,(2012/01/20) - News Articles

News: ASIC ups its market surveillance [ComputerWorld]

2652 days ago,(2012/01/20) - High Frequency Trading Review

News: Australian Securities and Investments Commission: Online Trading Account Security Breaches

2652 days ago,(2012/01/20) - News Articles

News: SIX Exchange Regulation: Investigation Against Dufry Ltd

2653 days ago,(2012/01/19) - News Articles

News: Testimony Before The U.S. House Financial Services Subcommittees On Financial Institutions & Consumer Credit And Capital Markets & Government Sponsored Enterprises, Washington, DC, CFTC Chairman Gary Gensler

2653 days ago,(2012/01/18) - News Articles

News: Indian securities watchdog to consider imposing speed limit on high-frequency trading [Risk.Net]

2654 days ago,(2012/01/18) - High Frequency Trading Review

News: Direct Edge Updates FIX Short Sale Order Marking Requirements Effective February 15, 2012

2654 days ago,(2012/01/17) - News Articles

News: ESMA Publishes Two Comment Letters

2656 days ago,(2012/01/16) - News Articles

News: ESMA Publishes Two Comment Letters

2656 days ago,(2012/01/16) - News Articles

News: HKEx Publishes Results Of Stock Exchange Review Of Listed Issuers' Financial Reports

2659 days ago,(2012/01/13) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date December 30, 2011

2660 days ago,(2012/01/11) - News Articles

News: ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities [HedgeWeek]

2675 days ago,(2011/12/28) - High Frequency Trading Review

News: NASDAQ Announces Mid-Month Open Short Interest Positions in NASDAQ Stocks as of Settlement Date December 15, 2011

2675 days ago,(2011/12/27) - News Articles

News: FINRA Fines Credit Suisse Securities $1.75 Million For Regulation SHO Violations And Supervisory Failures

2675 days ago,(2011/12/27) - News Articles

News: ESMA Consults On Certain Aspects Of The MiFID Requirements For Suitability And Compliance

2680 days ago,(2011/12/22) - News Articles

News: SIX Exchange Regulation: APEN Ltd Sanctioned For Error In Financial Statements

2681 days ago,(2011/12/22) - News Articles

News: SEC Adopts Net Worth Standard For Accredited Investors Under Dodd-Frank Act

2681 days ago,(2011/12/21) - News Articles

News: Federal Reserve Board Proposes Steps To Strengthen Regulation And Supervision Of Large Bank Holding Companies And Systemically Important Nonbank Financial Firms

2682 days ago,(2011/12/20) - News Articles

News: Direct Edge Updates FIX Short Sale Order Marking Requirements Effective February 15, 2012

2682 days ago,(2011/12/20) - News Articles

News: Hong Kong Mercantile Exchange: Fraudulent Website Notification

2683 days ago,(2011/12/20) - News Articles

News: Joint Forum Releases Consultative Paper On Principles For The Supervision Of Financial Conglomerates

2684 days ago,(2011/12/19) - News Articles

News: Hong Kong's Securities And Futures Commission Welcomes Announcement Of RQFII Pilot Scheme

2686 days ago,(2011/12/16) - News Articles

News: ESMA Publishes An Updated Opinion On Waivers From Pre-Trade Transparency

2687 days ago,(2011/12/15) - News Articles

News: Testimony By FINRA Chairman And Chief Executive Officer, Richard G. Ketchum, Before The Subcommittee On Oversight And Investigations Committee On Financial Services

2687 days ago,(2011/12/15) - News Articles

News: “SEC Reform After Dodd-Frank And The Financial Crisis” By SEC Commissioner Daniel M. Gallagher

2688 days ago,(2011/12/14) - News Articles

News: Direct Edge To Update FIX Short Sale Order Marking Requirements Effective February 15, 2012

2688 days ago,(2011/12/14) - News Articles

News: SEC Charges Options Trader For Illegal Short Selling Tactics

2689 days ago,(2011/12/13) - News Articles

News: SEC Charges "Shell Packagers" And Several Others In Penny Stock Scheme

2690 days ago,(2011/12/12) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date November 30, 2011

2693 days ago,(2011/12/09) - News Articles

News: ESMA: Global Regulators Discuss OTC Derivatives Regulation

2694 days ago,(2011/12/09) - News Articles

News: Cinnober releases OTF technology as Software as a Service

2694 days ago,(2011/12/09) - Cinnober

News: ASIC Releases Guide On Using Non-IFRS Financial Information

2694 days ago,(2011/12/09) - News Articles

News: Prepared Remarks For The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Paul A. Beswick, Deputy Chief Accountant, U.S. Securities And Exchange Commission

2694 days ago,(2011/12/08) - News Articles

News: Stephen Luparello, Vice Chairman FINRA, Testimony Before The Committee On Agriculture, U.S. House Of Representatives

2694 days ago,(2011/12/08) - News Articles

News: Remarks Before The 2011 AICPA National Conference On Current SEC And PCAOB Developments By Paul A. Beswick, Deputy Chief Accountant, U.S. Securities and Exchange Commission

2694 days ago,(2011/12/08) - News Articles

News: SEC Charges Wachovia With Fraudulent Bid Rigging In Municipal Bond Proceeds - Wachovia Agrees To $148 Million Settlement With SEC And Other Authorities

2694 days ago,(2011/12/08) - News Articles

News: Testimony Before The U.S. House Of Representatives, Committee On Agriculture, Washington, DC - CFTC Commissioner Jill E. Sommers

2694 days ago,(2011/12/08) - News Articles

News: UK's Financial Services Authority Fines Integrated Financial Arrangements Plc £3.5m For Client Money Breaches

2695 days ago,(2011/12/08) - News Articles

News: Cinnober Releases OTF Technology As Software As A Service - "OTF In A Box" Ready To Hit The Market

2695 days ago,(2011/12/08) - News Articles

News: SEC Names Eric Pan As Associate Director In Office Of International Affairs

2696 days ago,(2011/12/06) - News Articles

News: "Belt And Suspenders" - Opening Statement Of CFTC Commissioner Bart Chilton At The Open Meeting Of The Commodity Futures Trading Commission

2696 days ago,(2011/12/06) - News Articles

News: Written Testimony Of Deputy U.S. Treasury Secretary Neal S. Wolin Before The Senate Committee On Banking, Housing, And Urban Affairs - “Continued Oversight Of The Implementation Of The Wall Street Reform Act”

2696 days ago,(2011/12/06) - News Articles

News: Testimony Before The U.S. Senate Committee On Banking, Housing And Urban Affairs, Washington, DC - CFTC Chairman Gary Gensler

2696 days ago,(2011/12/06) - News Articles

News: Testimony By Federal Reserve Governor Tarullo On Dodd-Frank Act Implementation - Before The Committee On Banking, Housing, And Urban Affairs, U.S. Senate, Washington, D.C.

2696 days ago,(2011/12/06) - News Articles

News: Shanghai Stock Exchange To Build Integrity-oriented Legal System For Market

2697 days ago,(2011/12/06) - News Articles

News: Automated traders must provide continuous liquidity - EC [The Trade News]

2698 days ago,(2011/12/05) - High Frequency Trading Review

Event: Bloomberg High Frequency Trading

Starting on: Thursday 8th of December, 2011. Posted by: The Trading Mesh.          

News: ESMA Gathers Worldwide Supervisors To Discuss Enforcement Of IFRS

2700 days ago,(2011/12/02) - News Articles

News: Financial Stability Report Press Conference, Thursday 1 December 2011, Opening Remarks By The Governor

2701 days ago,(2011/12/01) - News Articles

News: Testimony Before The US Senate Committee On Agriculture, Nutrition And Forestry, Washington, DC, CFTC Chairman Gary Gensler

2701 days ago,(2011/12/01) - News Articles

News: Michael S. Gibson Appointed Director Of Division of Banking Supervision And Regulation, Effective January 1, 2012

2702 days ago,(2011/11/30) - News Articles

News: Mifid, Round Two, Packs a Punch [Waters Technology]

2703 days ago,(2011/11/30) - High Frequency Trading Review

News: What MiFID II Means for Financial IT

2703 days ago,(2011/11/30) - High Frequency Traders

News: SIX Exchange Regulation Reaches Agreement With Myriad Group Ltd.

2704 days ago,(2011/11/29) - News Articles

News: ASX launches high-frequency trading platform [Sydney Morning Herald]

2705 days ago,(2011/11/28) - High Frequency Trading Review

News: Brussels backs off automated trades plan [Financial Times]

2705 days ago,(2011/11/28) - High Frequency Trading Review

News: NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date November 15, 2011

2707 days ago,(2011/11/25) - News Articles

News: New Capital Requirements For Swedish Banks

2707 days ago,(2011/11/25) - News Articles

News: ESMA Statement On Sovereign Debt In IFRS Financial Statement

2708 days ago,(2011/11/25) - News Articles

News: Hong Kong's Securities And Futures Commission Reminds Licensed Corporations To Handle Clients’ Enquiries

2710 days ago,(2011/11/23) - News Articles

News: Speech By SEC Commissioner Elisse B. Walter : Remarks At The Closing Of The International Institute For Securities Enforcement And Market Oversight

2710 days ago,(2011/11/23) - News Articles

News: Esma sets tight deadline for HFT rules [Financial Times]

2710 days ago,(2011/11/23) - High Frequency Trading Review

News: Europe’s anti-HFT crusade risks buy-side casualties [The Trade News]

2716 days ago,(2011/11/17) - High Frequency Trading Review

News: Can Market Surveillance Help to Keep Traders on Track?

2719 days ago,(2011/11/14) - High Frequency Traders

News: Exchange competition heats up as ASX confirms date for HFT platform [The Trade News]

2719 days ago,(2011/11/14) - High Frequency Trading Review

News: Remarks Before The FINRA Institute At Wharton Certified Regulatory And Compliance Professional (CRCP) Program - SEC Commissioner Elisse B. Walter

2722 days ago,(2011/11/10) - News Articles

News: SEC Charges China-Based Longtop Financial Technologies For Deficient Filings

2722 days ago,(2011/11/10) - News Articles

News: SEC Charges UBS With Faulty Recordkeeping Related To Short Sales

2722 days ago,(2011/11/10) - News Articles

News: Canadian Securities Regulators Announce Review Of Minimum Amount And Accredited Investor Prospectus Exemptions

2722 days ago,(2011/11/10) - News Articles

News: Hong Kong's Securities And Futures Commission: MF Global Hong Kong Limited Granted Extension To Resolve Clients’ Positions

2722 days ago,(2011/11/10) - News Articles

News: ESMA Publishes The Outcome Of A Review Of European Enforcers On The Implementation Of IFRS 8 – Operating Segments

2723 days ago,(2011/11/10) - News Articles

News: ESMA Launches A Consultation On The Considerations Of Materiality In Financial Reporting And Publishes A Review Of European Enforcers On The Implementation Of IFRS 8 – Operating Segments

2723 days ago,(2011/11/10) - News Articles

News: British Bankers’ Association: International Coordination Is Best For Recovery And Resolution Plans

2723 days ago,(2011/11/10) - News Articles

News: NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date October 31, 2011

2723 days ago,(2011/11/09) - News Articles

News: MiFID Conference: No Area Should Remain Unregulated More Than 100 Financial Experts Discussed The Developments In And Impacts Of The EU Directive At The Fifth Boerse Stuttgart MiFID Conference

2723 days ago,(2011/11/09) - News Articles

News: Hong Kong's Securities And Futures Commission Publicly Criticises Fidelity Worldwide Investment For Breaches Of Takeovers Code

2726 days ago,(2011/11/07) - News Articles

News: Financial Stability Board Announces Policy Measures To Address Systemically Important Financial Institutions (SIFIs) And Names Initial Group Of Global SIFIs

2727 days ago,(2011/11/05) - News Articles

News: Michel Barnier Member Of The European Commission, Responsible For Internal Market And Services European Financial Regulation: Time For Delivery Conference On Financial Regulation And The Dynamics Of Saving And Investment Markets Cumberland Lodge, London - 4 November 2011

2728 days ago,(2011/11/04) - News Articles

News: Hong Kong's Securities And Futures Commission Gives Consent To MF Global Hong Kong Limited To Conduct Certain Activities

2729 days ago,(2011/11/04) - News Articles